Academic Qualifications
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Bachelor of Science in Engineering (Hons) (1986) – The University of Hong Kong
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Master of Business Administration (1997) – The University of Hong Kong
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Bachelor of Laws (Hons) (2002) –University of Wolverhampton, United Kingdom
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Postgraduate Certificate in Laws (2003) – The University of Hong Kong
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Master of PRC Laws (2006) – Renmin University of China
Jurisdiction (Year of Admission)
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Hong Kong (2005)
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Other Professional Qualification
Associate member of the Hong Kong Institute of Certified Public Accountants (1990)
Practice Areas, Experience and Languages
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• Company secretarial services to private and listed companies.
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• Advise on corporate finance matters including mergers and acquisitions, takeovers, initial public offers and other fund raising exercises.
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• Advise on establishment of investment funds by way of limited partnership.
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• Advise on money lending transactions to money lenders.
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• General corporate and commercial advice e.g. shareholders agreement, investment agreement.
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• Regulatory and compliance matters in securities industry e.g. application for license to Hong Kong Securities and Futures Commission (“SFC”) and investigations of SFC.
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• Previous career in accounting and compliance
– worked in an international accounting firm and obtained professional qualification in accounting and audit.
– thereafter worked in compliance departments of the Hong Kong Stock Exchange and the Securities and Futures Commission on supervision of securities houses in Hong Kong for eight years. -
Fluent in Chinese (Cantonese and Mandarin) and English.
